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Regulatory change checklist


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In many parts of the world where MDRT members live, governmental bodies have enacted tough regulations on the financial services profession. Members in these countries have adapted — some even succeeding at higher levels than before — and they’re sharing their advice here. This checklist provides best practices for operating in a highly regulated environment, with links to further resources. Developed in collaboration with the 2014 Best Practices for Fee-Based Practices Committee.

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