Note: Any content shared is only viewable to MDRT members.
In many parts of the world where MDRT members live, governmental bodies have
enacted tough regulations on the financial services profession. Members in these
countries have adapted — some even succeeding at higher levels than before — and
they’re sharing their advice here. This checklist provides best practices for operating in a highly regulated environment, with links to further resources.
Developed in collaboration with the 2014 Best Practices for Fee-Based Practices Committee.