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How the DOL has already affected you

Judi Carsrud

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Understanding the DOL’s final rule on fiduciary advice for retirement savers will be essential for those working with plan sponsors, plan participants and IRA holders. Carsrud, director of federal relations with NAIFA, explains the rule and what exemptions are available for different compensation arrangements. After this session, you will know when you are providing fiduciary advice and which compensation arrangements are prohibited. You will also learn how to organize client databases and recordkeeping to protect against frivolous complaints. Carsrud also discusses what changes to expect as the marketplace adjusts to this very complicated rule.
 

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